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ALL
proposals must have completed the
institutional review and approval
prior to submission.
The pre-submission deadline to
submit a final and complete
grant/contract proposal application,
to the Institute for Research, is
5 working days prior to the sponsor
deadline.
A. Before actually writing the
grant, consult with
1. The
Director of Institute for Research
2. Department/Division to assure that
a) the grant
is in compliance with the mission of
the institution
b) the grant
poses no conflicts within the school
B. Write the grant
C. When your grant is completed
you will
need to:
1.
Provide an electronic
copy of the complete grant/contract
application to the Institute for
Research at least five working days
(pre-submission) prior to the
sponsor deadline, for internal
review and routing for approval and
submission.
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The IFR will review and
identify any changes required.
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The IFR will provide
institutional review and
endorsement of the proposal and
return the final submitted copy
to the PI.
2.
You will need to be available during
this time to review the final
application and sign off on all
internal review forms to initiate
the university review process.
3.
You will need to be
available to answer questions the
reviewers may have in regards to
your project, budget or any
applicable assurances.
Copies of Grants will
be housed:
In the
Institute for Research Office and
the Controller’s Office. A copy will
be sent to the PI/Grant Writer, if
requested.
Tips for
Avoiding Delays
Signatures
If a PI is also the department or
unit head, he/she cannot sign the
Extramural Support Transmittal Form
(ETF) where a department or unit
Chair signature is required.
Instead, the individual the PI
reports to must sign.
Discuss the Project in Advance
Your unit head and grants accountant
should understand any issues or
commitments related to projects. Be
sure to discuss with your unit Chair
and Dean commitments proposed at the
university level.
Pre-review Budget & Sponsor
Application Forms
Discuss and pre-review the budget
and sponsor application
forms-especially contract
proposals-with your the grants
accountant or the IFR. With the
various sponsor requirements, the
most common delays stem from
incorrect application in budgets of
IDC rates, fringe benefit rates,
employee salaries, and sponsor
requirements.
Multiple departments, colleges, or
units involved
Signatures from the PI, co-PIs and
all unit heads are required on the
ETF -allow enough time to obtain
them. Be sure to discuss and agree
upon the distribution of credit,
shared IDC and any commitments at
the college level.
Special Clearances
Proposals involving animals, human
subjects, rDNA or environmental
impact research all require special
approvals. Submit forms for these
approvals BEFORE submitting your
proposal for internal review and
approval.
Cost Sharing/Matching Funds
If UW-Green Bay is providing cost
sharing/matching funds to the
project, this includes faculty or
staff time in addition to actual
dollars, a signed letter, memo or
email from the budget director for
the department email must be
attached.
IDC Waivers and Variances
While discouraged, you may submit a
request to the IFR at least one week
before submitting your proposal. It
is the authorized representative's
prerogative to approve any waiver or
variance to the institutions'
federally negotiated IDC rate. All
request must be accompanied by the
funding agency's policy regarding
IDC recovery. If no policy exists,
the waiver or variance will most
likely be denied.
Using Messengers
If you use a messenger to send your
proposal to the IFR for a signature,
be sure the project contact is
available for a consultation by
phone in case questions arise.
FAQ’s
1) Why do I have to
get approvals to submit a proposal?
In most cases, grants are made to
institutions, not individuals (i.e.,
UWGB is the Grantee; you are the
Principal Investigator [PI]), and
the Sponsor requires the proposal to
be submitted with an authorized
institutional signature. In
addition, you need the approval of
your department, division and the
university, to assure that needed
facilities and resources are
available and that accepting an
award is not in conflict with your
responsibilities.
The
Institute for Research will review
the proposal to determine if it
conforms to UWGB policy, satisfies
the Sponsor's requirements, and if
the budget contains the correct
budget items such as salary, fringe
benefits, correct indirect, graduate
student tuition, etc.. The
Institute for Research has
experience with all aspects of
awards from federal, state and other
government agencies, as well as most
foundation procedures for submitting
grant proposals, and has access to
NSF’s FastLane, Grants.Gov and other
electronic filing systems.
Whether your proposal is to be
submitted electronically or in paper
copy, once your proposal is
finished, the Institute for Research
can complete the final submission.
2) Do I
have to do this for all proposals,
even those that are being submitted
for reconsideration or continuation?
Yes.
Institutional approval is still
necessary for the reasons mentioned
above, and also because of the need
for accurate record-keeping.
In these
instances, the Institute for
Research recommends that you discuss
your project budget with the
Controller’s office first. All
continuation grants/contracts are
post award issues and may have
carry-over funds, salary or other
budget related issues not known or
retrievable by the Institute for
Research. This will ensure a timely
review and approval process for all
similar resubmissions, and project
continuation grant requests.
3) Do I
have to request support for
grad students?
No.
We encourage you to request
(graduate assistantship) support for
your grad students, but it is not
a requirement of the university.
4) What
about the 2 (working) day
pre-deadline expectation?
The
Institute for Research requests 5
working days in advance for
application processing, the
university internal approval process
is simply a part of that 5-day
process. If you knowingly
supply a penultimate draft or
incomplete application, the
pre-deadline has not been met and we
may be able to only assist you in
completing the application process.
For
paper copy submissions only: please
account for duplications needed and
mailing time. Providing the
Institute for Research less than
five days to review, route for
institutional approval, copy and
mail the submission in time to meet
a sponsor’s deadline is at the PI’s
discretion and will require the PI
to assist or assume all
responsibility of the routing and
submission process. If the
application is incomplete, and for
the reasons mentioned above, it will
likely delay the routing and
submission process.
5) But
what about “emergencies” close to
the deadline?
We will
do all we can to help in such
circumstances. The favor of
advance notice – e.g., an e-mail
saying: “I will be working on the
final draft of my NSF proposal up to
the very last minute, which is 5 PM
Friday” – will be appreciated, so we
can be sure someone is available.
If multiple grants are due on the
same day, we will resort to a ‘first
come, first serve’ basis and request
your full cooperation and patience.
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